Comparing Your Options
Our goal is to be the firm of choice for financial advisors in Canada. We also understand that choosing a firm that will meet your professional expectations will require careful evaluation and due diligence. The following checklist can help you compare our firm with other investment dealers that you may be considering as you contemplate your next career move.
We believe that a successful relationship with Raymond James begins with a successful transition. It is for this reason that we have created a dedicated department and a customizable step-by-step process to take care of your transition.
The concept behind our transition process is simple and straightforward: We provide you with a team of dedicated specialists who will assist you through every step of your transition. Our goal is to help you reach maximum productivity in the shortest amount of time and with minimal disruption to your clients. We work with you to map out your transition requirements in registration, client communications, marketing, account opening/transfers, product and service orientation, compliance, and office services.
We assign you a dedicated transition specialist from the beginning to support you through the entire process. Your transition specialist is a fully licensed individual with considerable prior experience as either a financial advisor or as a sales assistant. You also have a dedicated Transition Team ready to help you manage all of the day-to-day details.
Our Transition Program includes:
- Transition checklists
- Dedicated Transition Team and Relationship Management Associate
- Planning sessions to map out transition requirements
- Training on all Raymond James software and web-based tools
- Corporate Support Services orientation (Back office)
- Orientations with various key Department Managers
- Account opening/transfer support
We have assisted thousands of Advisors in transitioning their business to our firm across North America. Our team of experts is ready to make your transition as painless and as efficient as possible.
Chief Administrative Officer, Private Client Group, PCG Administration
Raymond James Ltd.
VP, PCG Services
Raymond James Ltd.